Stewardship Litigation | Strategic Claims Services

Status:	The case is complete.
Objection Deadline:	Wednesday, June 04, 2014
Exclusion Deadline:	Wednesday, June 04, 2014
Fairness Hearing:	Tuesday, June 24, 2014
Claims Filing Deadline:	Friday, June 27, 2014
Files:	Bucci Settlement Agreement and Stipulation of Settlement Bucci Notice Bucci Claim Form Quan Settlement Agreement and Stipulation of Partial Settlement Quan Notice Quan Claim Form Seidenwar Settlement and Assignment Agreement Seidenwar Notice Seidenwar Claim Form

On May 18, 2012, the dismissed and non-settling Underwriter Defendants filed an objection to the Proposed Order and Final Judgment which was submitted to the Court as an exhibit to the settling parties’ Stipulation and Agreement of Settlement. You can view a copy of the objection by clicking HERE. You can view a copy of the Proposed Order and Final Judgment by clicking HERE. Plaintiffs’ counsel will respond to this objection in their briefing in support of the Settlement which is scheduled to be filed with the Court on July 23, 2012.

Status:	Case is complete
Exclusion Deadline:	Monday, August 06, 2012
Objection Deadline:	Monday, August 06, 2012
Settlement Fairness Hearing:	Monday, August 27, 2012
Claims Filing Deadline:	Monday, November 19, 2012
Files:	Notice and Claim Form Plan of Allocation (Full Version) Stipulation of Settlement Preliminary Approval Order Objection of Underwriter Defendants to Proposed Order and Final Judgment Proposed Order and Final Judgment Plaintiffs’ Motion for Final Approval of Proposed Settlement, Plan of Allocation and Certification of Class For Settlement Purposes and Memorandum of Law in Support Joint Declaration of Benjamin J. Sweet and Betsy C. Manifold in Support of Final Approval of Settlement, Plan of Allocation and Application for an Award of Attorneys’ Fees and Expenses Exhibit 1 to Joint Declaration – Declaration of Josephine Bravata on behalf of Strategic Claims Services Exhibit 2 to Joint Declaration – Objection of Underwriter Defendants Exhibit 3 to Joint Declaration – Declaration of David Kessler on behalf of Kessler Topaz (Part 1) Exhibit 3 to Joint Declaration – Declaration of David Kessler on behalf of Kessler Topaz (Part 2) Exhibit 4 to Joint Declaration – Declaration of Betsy C. Manifold on behalf of Wolf Haldenstein (Part 1) Exhibit 4 to Joint Declaration – Declaration of Betsy C. Manifold on behalf of Wolf Haldenstein (Part 2) Exhibit 5 to Joint Declaration – Declaration of Turner W. Branch on behalf of Branch Law Firm Exhibit 6 to Joint Declaration – Declaration of Michael S. Etkin on behalf of Lowenstein Sandler Exhibit 7 to Joint Declaration – Unpublished Opinions cited in Fees Expense Memorandum Supplemental Memorandum of Law in Further Support of Plaintiffs’ Motions for Final Approval of Proposed Settlement and Award of Attorneys’ Fees and Expenses to Co-Lead Counsel Memorandum Opinion and Order Order and Final Judgment Order Awarding Attorneys’ Fees and Expenses

Status:	Case is complete
Exclusion Deadline:	December 16 2015
Objection Deadline:	Wednesday, December 16, 2015
Claims Filing Deadline:	December 30, 2015
Settlement Hearing:	Wednesday, January 06, 2016
Files	Notice and Claim Form Amended Stipulation and Agreement of Settlement

Status:	Case is complete
Claims Filing Deadline:	Wednesday, June 01, 2016
Exclusion Deadline:	Monday, April 25, 2016
Objection Deadline:	Monday, April 25, 2016
Settlement Hearing:	Monday, October 17, 2016
Files:	Notice and Claim Form Stipulation and Agreement of Settlement Order Continuing the Hearing of the Motions for Final Approval of Class Action Settlement and Attorneys’ Fees

Status:	Case is complete
Objection Deadline:	June 6 2016
Exclusion Deadline:	Monday, June 13, 2016
Claims Filing Deadline:	Monday, June 13, 2016
Settlement Hearing:	Monday, June 27, 2016
Files:	Notice and Claim Form Stipulation of Settlement Order Preliminary Approving Settlement and Providing for Notice

Status:	Case is complete
Claims Filing Deadline:	Wednesday, August 28, 2013
Exclusion Deadline:	Friday, August 16, 2013
Objection Deadline:	Wednesday, August 07, 2013
Settlement Hearing:	Monday, September 16, 2013
Files:	Notice and Claim Form Order Preliminary Approving Settlement and Providing for Notice Stipulation and Agreement of Settlement – China Electric Stipulation and Agreement of Settlement – MaloneBailey Stipulation and Agreement of Settlement – Roth Capital Partners Stipulation and Agreement of Settlement – WestPark Capital/Richard Rappaport Stipulation and Agreement of Settlement – Kempisty

Status:	Case is complete
Claims Filing Deadline:	Wednesday, March 25, 2015
Exclusion Deadline:	Friday, April 10, 2015
Objection Deadline:	Friday, April 24, 2015
Settlement Hearing:	Friday, May 15, 2015
Files:	Notice and Claim Form

Status:	Case is complete.
Exclusion Deadline:	Thursday, March 19, 2009
Objection Deadline:	Thursday, March 19, 2009
Settlement Fairness Hearings:	April 2, 2008/May 18, 2009
Claims Filing Deadline:	Thursday, March 19, 2009

Files:

Settlement Website

Status:	Case is complete.
Exclusion Deadline:	January 12, 2018
Objection Deadline:	January 12, 2018
Settlement Hearing:	February 1, 2018
Claims Filing Deadline:	March 5, 2018
Files:	Notice of Pendency of Class Action and Proposed Settlement, Settlement Fairness Hearing, and Motion for Award of Attorneys’ Fees and Reimbursement of Litigation Expenses Postcard Notice of Pendency of Class Action and Proposed Settlement, Settlement Fairness Hearing, and Motion for Award of Attorneys’ Fees and Reimbursement of Litigation Expenses Proof of Claim and Release Form Stipulation of Settlement Final Approval Papers Memorandum of Law in Support of Lead Plaintiff’s Motion for Final Approval of Class Action Settlement and Plan of Allocation Declaration of Adam M. Apton in Support of Lead Plaintiffs’ Motion for an Award of Attorney’s Fees and Reimbursement of Expenses Exhibit A to Declaration of Adam M. Apton in Support of Lead Plaintiffs’ Motion for an Award of Attorney’s Fees and Reimbursement of Expenses Exhibit B to Declaration of Adam M. Apton in Support of Lead Plaintiffs’ Motion for an Award of Attorney’s Fees and Reimbursement of Expenses Exhibit C to Declaration of Adam M. Apton in Support of Lead Plaintiffs’ Motion for an Award of Attorney’s Fees and Reimbursement of Expenses Joint Declaration of Leigh Handelman Smollar and Adam M. Apton in Support of Motion for an Order Granting Final Approval of Class Action Settlement and Directing Dissemination of Notice to the Class and Motion in Support of Attorneys’ Fees, Reimbursement of Expenses and Reimbursement Award to Lead Plaintiffs Exhibit A to Joint Declaration of Leigh Handelman Smollar and Adam M. Apton in Support of Motion for an Order Granting Final Approval of Class Action Settlement and Directing Dissemination of Notice to the Class and Motion in Support of Attorneys’ Fees, Reimbursement of Expenses and Reimbursement Award to Lead Plaintiffs Exhibit B to Joint Declaration of Leigh Handelman Smollar and Adam M. Apton in Support of Motion for an Order Granting Final Approval of Class Action Settlement and Directing Dissemination of Notice to the Class and Motion in Support of Attorneys’ Fees, Reimbursement of Expenses and Reimbursement Award to Lead Plaintiffs Exhibit C to Joint Declaration of Leigh Handelman Smollar and Adam M. Apton in Support of Motion for an Order Granting Final Approval of Class Action Settlement and Directing Dissemination of Notice to the Class and Motion in Support of Attorneys’ Fees, Reimbursement of Expenses and Reimbursement Award to Lead Plaintiffs Declaration of Adela Bai in Support of Lead Plaintiffs’ Motion for Final Approval of the Settlement, Lead Counsels’ Motion for an Award of Attorneys’ Fees and Reimbursement of Expenses and Lead Plaintiffs’ Application for an Award of Reimbursement Declaration of Leigh Handelman Smollar in Support of Lead Plaintiffs’ Motion for an Award of Attorney’s Fees and Reimbursement of Expenses Exhibit A to Declaration of Leigh Handelman Smollar in Support of Lead Plaintiffs’ Motion for an Award of Attorney’s Fees and Reimbursement of Expenses Exhibit B to Declaration of Leigh Handelman Smollar in Support of Lead Plaintiffs’ Motion for an Award of Attorney’s Fees and Reimbursement of Expenses Declaration of Michal Rivkind in Support of Lead Plaintiffs’ Motion for Final Approval of the Settlement, Lead Counsels’ Motion for an Award of Attorneys’ Fees and Reimbursement of Expenses and Lead Plaintiffs’ Application for an Award of Reimbursement Declaration of Roland Willis in Support of Lead Plaintiffs’ Motion for Final Approval of the Settlement, Lead Counsels’ Motion for an Award of Attorneys’ Fees and Reimbursement of Expenses and Lead Plaintiffs’ Application for an Award of Reimbursement Declaration of Sarah Evans Concerning the Mailing of the Postcard Notice and Claim Form, Publication of Summary Notice, Exclusion Requests Received, and Objections Submitted Exhibit A to Declaration of Sarah Evans Concerning the Mailing of the Postcard Notice and Claim Form, Publication of Summary Notice, Exclusion Requests Received, and Objections Submitted Memorandum of Law in Support of Co-Lead Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Litigation Expenses Notice of Co-Lead Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Litigation Expenses Notice of Lead Plaintiff’s Motion for Final Approval of Class Action Settlement and Plan of Allocation Proposed Order and Final Judgment

*Note regarding supporting documentation: Supporting documentation would be broker confirmation slips, monthly statements, 1099’s, dividend reinvestment statements, etc . . . for (1) proof of any transactions of TCP International Holdings Ltd. (“TCPI”) common stock between May 9, 2015, and February 3, 2016, inclusive; (2) proof of your balance of TCPI common stock on May 8, 2015; and (3) proof of your balance of TCPI common stock on February 3, 2016.

Status:	Case is complete
Claims Filing Deadline:	January 5, 2018
Exclusion Deadline:	January 5, 2018
Objection Deadline:	January 5, 2018
Settlement Hearing:	January 31, 2018
Files:	Notice of Proposed Settlement of Class Action, Motion for Attorneys’ Fees and Expenses, and Settlement Fairness Hearing and Proof of Claim and Release Form Stipulation and Agreement of Settlement Order Granting Plaintiffs’ Motion for Preliminary Approval of Class Action Settlement

*Note regarding supporting documentation: Supporting documentation would be broker confirmation slips, monthly statements, 1099’s, dividend reinvestment statements, etc… for (1) proof of any transactions of Vivint Solar, Inc. common stock between July 20, 2015, and June 30, 2016, inclusive; (2) proof of your balance of Vivint Solar, Inc. common stock on July 19, 2015; and (3) proof of your balance of Vivint Solar, Inc. common stock on June 30, 2016.