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Status The case is complete.

Claims Filing Deadline June 28, 2022

Exclusion Deadline July 7, 2022

Objection/Notice To Appear Deadline July 7, 2022

Settlement Hearing July 28, 2022 at 9:00 a.m.

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Important Documents

Final Post-Distribution Accounting ChartDownload
Notice of Pendency and Proposed Settlement of Class Action and Proof of Claim and Release FormDownload
Order Preliminarily Approving Settlement and Providing for NoticeDownload
Stipulation of Settlement with exhibitsDownload

Status The distribution checks have been mailed.

Claims Filing Deadline June 6, 2022

Exclusion Deadline June 15, 2022

Objection/Notice To Appear Deadline June 22, 2022

Final Approval Hearing July 6, 2022 at 2:00 p.m.

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Request For Exclusion Exclusion Request Form

Important Documents

Post-Distribution Accounting ChartDownload
Notice of Proposed Settlement of Class Action, Motion for Attorneys’ Fees and Expenses, and Settlement Fairness Hearing and Proof of Claim and Release FormDownload
Lead Plaintiffs’ Motion for Final Approval of Class Action Settlement and Plan of AllocationDownload
Lead Plaintiffs’ Memorandum of Law in Support of Motion for Final Approval of Class Action Settlement and Plan of AllocationDownload
Motion for an Award of Attorneys’ Fees, Reimbursement of Litigation Expenses, and Compensatory Awards to Lead PlaintiffsDownload
Lead Plaintiffs’ Memorandum of Law in Support of Motion for an Award of Attorneys’ Fees, Reimbursement of Litigation Expenses, and Compensatory Awards to Lead PlaintiffsDownload
Declaration of Jonathan Horne in Support of Lead Plaintiffs’ Motions for (1) Final Approval of Class Action Settlement and Plan of Allocation; and (2) an Award of Attorneys’ Fees, Reimbursement of Expenses, and Compensatory Awards to Lead PlaintiffsDownload
Order Granting Lead Plaintiffs’ Unopposed Motion for Preliminary Approval of Class Action SettlementDownload
Stipulation of Settlement with exhibitsDownload

Status This case is complete.

Exclusion Deadline May 2, 2022

Objection/Notice To Appear Deadline May 2, 2022

Claims Filing Deadline May 2, 2022

Settlement Hearing June 6, 2022 at 10:30 a.m.

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Important Documents

Proof of Claim and Release FormDownload
Notice of Proposed Settlement of Class Action, Motion for Attorneys’ Fees and Expenses, and Settlement Fairness HearingDownload
Notice of Pendency of Class ActionDownload
Amended Order: (1) Certifying Class For Settlement Purposes; (2) Preliminarily Approving Class Settlement; (3) Appointing Class Representative and Co-Counsel; (4) Approving Class Notice; and (5) Scheduling Final Approval HearingDownload
Stipulation of Settlement with ExhibitsDownload

Status The second distribution has been completed.

Exclusion Deadline May 13, 2022

Objection/Notice To Appear Deadline May 13, 2022

Claims Filing Deadline May 18, 2022

Settlement Hearing June 3, 2022 at 10:00 a.m. (A final Settlement Hearing was held on June 3, 2022 and the Court approved the Settlement, the request for attorneys’ fees and expenses, and the Plan of Allocation.)

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Important Documents

Judgment Approving Class Action SettlementDownload
Order Approving Plan of Allocation of Net Settlement FundDownload
Order Awarding Attorneys’ Fees and Litigation ExpensesDownload
Reply Memorandum of Law in Further Support of (I) Class Representative’s Motion for Final Approval of Class Action Settlement and Plan of Allocation; and (II) Class Counsel’s Motion for an Award of Attorneys’ Fees and Litigation ExpensesDownload
[Proposed] Judgment Approving Class Action SettlementDownload
[Proposed] Order Approving Plan of Allocation of Net Settlement FundDownload
[Proposed] Order Awarding Attorneys’ Fees and Litigation ExpensesDownload
Class Representative’s Motion for Final Approval of Class Action Settlement and Plan of AllocationDownload
Class Counsel’s Motion for an Award of Attorney’s Fees and Litigation ExpensesDownload
Joint Declaration of Andrew L. Zivitz and James W. Johnson in Support of (A) Class Representative’s Motion for Final Approval of Class Action Settlement and Plan of Allocation; and (B) Class Counsel’s Motion for an Award of Attorneys’ Fees and Litigation ExpensesDownload
Notice of (I) Pendency of Class Action and Proposed Settlement; (II) Settlement Hearing; and (III) Motion for Attorneys’ Fees and Litigation Expenses and Proof of Claim and Release FormDownload
Order Preliminarily Approving Settlement and Providing for NoticeDownload
Stipulation and Agreement of Settlement with exhibitsDownload
Consolidated Amended Class Action Complaint for Violation of the Federal Securities LawsDownload

Status The case is complete.

Claims Filing Deadline March 14, 2022

Exclusion Deadline March 23, 2022

Objection/Notice To Appear Deadline March 23, 2022

Settlement Hearing April 13, 2022 at 9:00 a.m.

File a Claim Online Online Claim Form

Important Documents

Notice of Pendency and Proposed Settlement of Securities Class Action and Proof of Claim and Release FormDownload
Order Granting Motion for Preliminary Approval of Class Action SettlementDownload
Stipulation and Agreement of Settlement with exhibitsDownload

3 – Dr. B.R. Shetty Settlement Information

Status: The case is complete.

Claims Filing Deadline July 15, 2022

Exclusion Deadline July 26, 2022

Objection/Notice to Appear Deadline July 26, 2022

Settlement Hearing August 16, 2022 at 8:00 a.m.

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Important Documents

NOTICE OF PENDENCY AND PROPOSED PARTIAL SETTLEMENT OF CLASS ACTION AND PROOF OF CLAIM AND RELEASE FORMDownload
ORDER GRANTING PLAINTIFFS’ MOTION FOR PRELIMINARY APPROVAL OF PARTIAL CLASS ACTION SETTLEMENTDownload

STIPULATION AND AGREEMENT OF SETTLEMENT

______________________________________________________________________________

2 – Prasanth Manghat Settlement Information

Status: The case is complete.

Claims Filing Deadline March 5, 2022

Exclusion Deadline March 15, 2022

Objection/Notice to Appear Deadline March 15, 2022

Settlement Hearing April 5, 2022 at 8:00 a.m.

File a Claim Online Online Claim Form

Important Documents

Notice of Pendency and Proposed Partial Settlement of Class Action and Proof of Claim and Release FormDownload
Order Re: Plaintiffs’ Motion for Preliminary Approval of Partial Class Action SettlementDownload
Stipulation and Agreement of Settlement with exhibitsDownload

______________________________________________________________________________

1 – H.J. Mark Tompkins Settlement Information

Status The case is complete.

Claims Filing Deadline October 30, 2021

Exclusion Deadline November 9, 2021

Objection/Notice To Appear Deadline November 9, 2021

Settlement Hearing November 30, 2021 at 10:00 a.m.

File a Claim Online Online Claim Form

Important Documents

Notice of Pendency and Proposed Partial Settlement of Class Action and Proof of Claim and Release Form
Order Re: Plaintiffs’ Motion for Preliminary Approval of Partial Class Action Settlement
Stipulation and Agreement of Settlement with Exhibits

Status The case is complete.

Exclusion Deadline January 24, 2022

Claims Filing Deadline February 19, 2022

Objection/Notice To Appear Deadline February 28, 2022

Final Approval Hearing March 21, 2022 at 8:30 a.m.

File a Claim Online Online Claim Form

Important Documents

Notice of Pendency and Proposed Settlement of Class Action and Proof of Claim and Release FormDownload
Order Granting Lead Plaintiff’s Motion for Preliminary Approval of Class Action SettlementDownload
Stipulation of Settlement with ExhibitsDownload

Status The distribution checks have been mailed.

Exclusion Deadline January 20, 2022

Objection/Notice To Appear Deadline January 20, 2022

Class Member’s Attorney Notice to Appear Deadline January 27, 2022

Final Approval Hearing February 10, 2022 at 3pm in Courtroom 906

Claims Filing Deadline February 28, 2022

File a Claim Online Online Claim Form

Important Documents

Notice of Pendency of Class Action and Proposed Settlement and Proof of Claim FormDownload
Summary Notice of Pendency of Class Action and Proposed SettlementDownload
Order Preliminarily Approving the Settlement, Approving Notice to the Class, and Scheduling Final Approval HearingDownload
Stipulation and Agreement of SettlementDownload

Status This case is complete.

Claims Filing Deadline December 7, 2021

Exclusion Deadline December 16, 2021

Objection/Notice To Appear Deadline December 16, 2021

Settlement Hearing January 6, 2022 at 11 a.m. in Courtroom MLK 5A

The Settlement Hearing will be held tomorrow (January 6, 2022) at 11 a.m. via Zoom. The following is the Zoom information:

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Meeting ID: 161 030 0584
Passcode: 302866

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Important Documents

NOTICE OF PENDENCY AND PROPOSED SETTLEMENT OF SECURITIES CLASS ACTION AND PROOF OF CLAIM AND RELEASE FORMDownload
ORDER GRANTING MOTION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENTDownload
STIPULATION AND AGREEMENT OF SETTLEMENT WITH EXHIBITSDownload

Status The case is complete

Claims Filing Deadline December 8, 2021

Exclusion Deadline December 17, 2021

Objection/Notice To Appear Deadline December 17, 2021

Settlement Hearing January 7, 2022 at 12:00 p.m.

The Settlement Hearing will be held telephonically on January 7, 2022 at 12:00 p.m. The call-in information is as follows: 1-888-633-0347 and enter access code 39444610#.

File a Claim Online Online Claim Form

Important Documents

Notice of Pendency and Proposed Settlement of Securities Class Action and Proof of Claim and Release Form
Order Granting Motion for Preliminary Approval of Class Action Settlement
Stipulation and Agreement of Settlement