Claim Form - IronNet, Inc. Securities Litigation

This form allows you to file your claim online securely through our website. If you wish to file a paper claim or review any of the documents related to this case, please click the NOTICE OF PENDENCY AND PROPOSED SETTLEMENT OF CLASS ACTION AND MOTION FOR ATTORNEYS’ FEES AND EXPENSE AND PROOF OF CLAIM AND RELEASE FORM link found in the Important Documents section of the case page.

Before you begin
Please have the following items ready to go before you begin filing your online claim form; it will make the process easier for you.
• You should have copies of your statements for the relevant date ranges so that you can enter your transactions.
• You should have copies of these statements scanned and saved on your computer so that you can upload them as proof. We prefer files in PDF format, but we can accept most file formats.

Step 1 – General Instructions
Please read this important information about the case. It provides important details you should understand before you file your claim.

Step 2 – Claimant Information
Please enter your current contact information to assist us in identifying your claim and contacting you for additional information and updates. We recommend you turn off auto-fill settings in your browser to ensure incorrect information is not added by mistake. You will receive a confirmation email that we received your claim at the email address you provide. Double check the information before you click next as you will not have the opportunity to review it again prior to submitting.

Step 3 – Schedule of Transactions
Please read the instructions carefully and enter your relevant transactions. You need to ensure that your number of shares in beginning holdings plus purchases/acquisitions minus sales and minus ending holdings equals zero. This is to ensure that all relevant transactions are accounted for. The form will not allow you to continue until all outstanding shares are accounted for.

Step 4 – Documentation
Please drag and drop your files or click select files and choose the files that you will provide as proof of your transactions. Broker statements are usually the best documents to use as proof. Please note that when the file upload completes, the file name will be listed below the upload box. You can click the red x to remove the file if it was added in error.

Step 5 – Certification
Please read the Certification. By typing your name and date in these fields, you are signing the document and certifying that everything is true, correct and complete. After you click the submit button, you will receive a confirmation that your claim was submitted. You will also receive a confirmation number, please record this number for future reference.

After submitting your claim
Within a few minutes of submitting your claim, you will receive a confirmation email from us that contains your Form ID along with the information you submitted. If you need to make any amendments to your claim; please reference the Form ID you received.

GENERAL INSTRUCTIONS

1. To recover as a member of the Class based on your claims in the class action entitled captionedIn re IronNet, Inc. Securities Litigation,Case No. 1:22-cv-00449-RDA-JFA (the “Action”), you must complete and sign this Proof of Claim and Release Form (“Claim Form”). If you fail to submit a timely and properly addressed (as explained in paragraph 2 below) Claim Form, your claim may be rejected, and you may not receive any recovery from the Net Settlement Fund created in connection with the proposed Settlement. Submission of this Claim Form, however, does not assure that you will share in the proceeds of the Settlement of the Action.

2. THIS CLAIM FORM MUST BE SUBMITTED ONLINE AT WWW.STRATEGICCLAIMS.NET/IRONNET NO LATER THAN JULY 23, 2025 OR, IF MAILED, BE POSTMARKED NO LATER THAN JULY 23, 2025, ADDRESSED AS FOLLOWS:

IronNet, Inc. Securities Litigation
c/o Strategic Claims Services
P.O. Box 230
600 N. Jackson Street, Suite 205
Media, PA 19063

3. If you are a member of the Class and you do not timely request exclusion in response to the instructions in the Notice so that it is received by July 9, 2025, you will be bound by and subject to the terms of any judgment entered in the Action, including the releases provided therein, WHETHER OR NOT YOU SUBMIT A CLAIM FORM OR RECEIVE A PAYMENT.

II. CLAIMANT IDENTIFICATION

4. If you purchased IronNet securities from September 14, 2021 through December 15, 2021 inclusive (the “Class Period”) and held the stock in your name, you are the beneficial owner as well as the record owner. If, however, you purchased IronNet securities during the Class Period through a third party, such as a brokerage firm, you are the beneficial owner and the third party is the record owner.

5. Use the section of this form entitled “Claimant Identification” to identify each beneficial owner of IronNet securities that forms the basis of this claim, as well as the owner of record if different. THIS CLAIM FORM MUST BE FILED BY THE ACTUAL BENEFICIAL OWNERS OR THE LEGAL REPRESENTATIVE OF SUCH OWNERS.

6. All joint beneficial owners must sign this Claim Form.

7. Agents, executors, administrators, guardians, and trustees must complete and sign the Claim Form on behalf of persons represented by them, and they must:

(a) expressly state the capacity in which they are acting;

(b) identify the name, account number, Social Security Number (or taxpayer identification number), address, and telephone number of the beneficial owner of (or other person or entity on whose behalf they are acting with respect to) the IronNet securities; and

(c) furnish evidence of their authority to bind to the Claim Form the person or entity on whose behalf they are acting. (Authority to complete and sign a Claim Form cannot be established by stockbrokers demonstrating only that they have discretionary authority to trade stock in another person’s accounts.)

III. IDENTIFICATION OF TRANSACTIONS

8. Use the section of this form entitled “Schedule of Transactions in IronNet Securities” to supply all required details of your transaction(s) in IronNet securities purchased on the open market on a United States stock exchange during the Class Period and during the 90-day lookback period, whether the transactions resulted in a profit or a loss. Failure to report all transactions may result in the rejection of your claim.

9. The date of covering a “short sale” is deemed to be the date of purchase of IronNet securities. The date of a “short sale” is deemed to be the date of sale.

10. Copies of broker confirmations or other documentation of your transactions must be attached to your claim. Failure to provide this documentation could delay verification of your claim or result in rejection of your claim. THE PARTIES DO NOT HAVE INFORMATION ABOUT YOUR TRANSACTIONS IN IRONNET SECURITIES.

11. NOTICE REGARDING INSTITUTIONAL FILERS: Representatives with the authority to file on behalf of (a) accounts of multiple persons/entities and/or (b) institutional accounts with large numbers of transactions (“Representative Filers”) must submit information regarding their clients’ transactions in the approved electronic spreadsheet format, which is available by request to the Claims Administrator at efile@strategicclaims.net or by visiting the website www.strategicclaims.net/institutional-filers/ . One spreadsheet may contain the information for multiple persons/entities and institutional accounts who constitute distinct legal entities (“Legal Entities”), but all Representative Filers MUST also submit a manually signed Claim Form, as well as proof of authority to file ( see ¶ II.7 above) along with the electronic spreadsheet. The transactions and holdings in IronNet securities should be reported in the electronic file so that each resulting claim corresponds to a single Legal Entity, regardless of the number of individually managed accounts the Legal Entity has, as only one claim will be processed per Legal Entity (e.g., a Representative Filer reporting the transactions for a fund with multiple sub-accounts should report one total holding at the start of the Class Period, one total holding at the end of the Class Period, and a single set of transactions that includes all transactions made by the Legal Entity across their sub-accounts; this would constitute and be processed as a single claim). The Claims Administrator reserves the right to combine a Legal Entity’s accounts into a single claim prior to processing in the event that a Legal Entity’s accounts are divided across multiple claims when submitted by a Representative Filer. The Claims Administrator also reserves the right to request additional documentary proof regarding a Legal Entity’s transactions and holdings in IronNet securities in order to prove and accurately process the claim.

12. NOTICE REGARDING ONLINE FILING: Claimants who are not Representative Filers may submit their claims online using the electronic version of the Claim Form hosted at www.strategicclaims.net/ironnet. If you are not acting as a Representative Filer, you do not need to contact the Claims Administrator prior to filing; you will receive an automated email confirming receipt once your Claim Form has been submitted. If you are unsure if you should submit your claim as a Representative Filer, please contact the Claims Administrator at info@strategicclaims.net or 1-866-274-4004. If you are not a Representative Filer, but your claim contains a large number of transactions, the Claims Administrator may request that you also submit an electronic spreadsheet showing your transactions to accompany your Claim Form.

CLAIMANT INFORMATION

The Claims Administrator will use this information for all communications regarding this Claim Form. If this information changes, you MUST notify the Claims Administrator in writing at the address above. Complete names of all persons and entities must be provided

Beneficial Owner’s Name*

Co-Beneficial Owner’s Name

Entity Name (if claimant is not an individual)

Representative or Custodian Name (if different from Beneficial Owner(s) listed above)

Address*

Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country

Account Number

Claimant Account Type*

Individual (includes joint owner accounts)

Corporation

IRA/401K

Pension Plan

Estate

Trust

Other

Last 4 Digits of Social Security Number (for individuals) or T.I.N. (for estates, trusts, corporations, etc.)

Best Phone Number*

Alternate Phone Number

Email*

Enter Email Confirm Email

SCHEDULE OF TRANSACTIONS IN IRONNET COMMON STOCK

Beginning Holdings – Common Stock*

State the total number of shares of IronNet common stock held at the opening of trading on September 14, 2021. If none, write “0”. (Must submit documentation.)

Purchases/Acquisitions During the Class Period – Common Stock

Separately list each and every purchase of IronNet common stock on the open market on a United States stock exchange from the opening of trading on September 14, 2021 through December 15, 2021. (Must submit documentation.). Be sure to attach documentation verifying your transactions.

Trade Date (List Chronologically) (Month/Day/Year)

Number of Shares Purchased

Price Per Share

Total Cost (Excluding Commissions, Taxes, and Fees)

Purchases During 90-Day Lookback Period – Common Stock*

State the total number of shares of IronNet common stock purchased on the open market on a United States stock exchange from December 16, 2021 through March 15, 2022. If none, write “0”. (Must submit documentation.)

Information requested in this Claim Form with respect to your transactions from December 16, 2021 through March 15, 2022 is needed only in order for the Claims Administrator to confirm that you have reported all relevant transactions. Purchases during this period, however, are not eligible for a recovery because these purchases are outside the Class Period.

Sales During The Class Period And During The 90-Day Lookback Period – Common Stock

Separately list each and every sale of IronNet common stock from September 14, 2021 through and including the close of trading on March 15, 2022. (Must submit documentation). Be sure to attach documentation verifying your transactions.

Trade Date (List Chronologically) (Month/Day/Year)

Number of Shares Sold

Price Per Share

Amount Received (Excluding Commissions, Taxes, and Fees)

Ending Holdings – Common Stock*

State the total number of shares of IronNet common stock held as of the close of trading on March 15, 2022 (must be documented). If none, enter 0. Be sure to attach documentation verifying your holdings such as an account statement.

Balance Check

Below is a summary of the transactions you entered. Your Beginning Holdings plus Purchases/Acquisitions minus Sales and Ending Holdings should equal zero. Please correct any errors below to ensure that all transactions are accounted for.

Beginning Balance

Total Purchases

Total Sales

Ending Balance

BALANCE CONFIRMATION

Outstanding Shares

Balance Check Error*

SCHEDULE OF TRANSACTIONS IN IRONNET WARRANTS

Beginning Holdings – Warrants*

State the total number of shares of IronNet common stock held at the opening of trading on September 14, 2021. If none, write “0”. (Must submit documentation.)

Purchases/Acquisitions During the Class Period – Warrants

Separately list each and every purchase of IronNet warrant on the open market on a United States stock exchange from the opening of trading on September 14, 2021 through December 15, 2021. (Must submit documentation.). Be sure to attach documentation verifying your transactions.

Trade Date (List Chronologically) (Month/Day/Year)

Number of Warrants Purchased

Price Per Warrant

Total Cost (Excluding Commissions, Taxes, and Fees)

Purchases During 90-Day Lookback Period – Warrants*

State the total number of shares of IronNet warrants purchased on the open market on a United States stock exchange from December 16, 2021 through March 15, 2022. If none, write “0”. (Must submit documentation.)

Information requested in this Claim Form with respect to your transactions from December 16, 2021 through March 15, 2022 is needed only in order for the Claims Administrator to confirm that you have reported all relevant transactions. Purchases during this period, however, are not eligible for a recovery because these purchases are outside the Class Period.

Sales During The Class Period And During The 90-Day Lookback Period – Warrants

Separately list each and every sale of IronNet warrants from September 14, 2021 through and including the close of trading on March 15, 2022. (Must submit documentation). Be sure to attach documentation verifying your transactions.

Trade Date (List Chronologically) (Month/Day/Year)

Number of Warrants Sold

Price Per Warrant

Amount Received (Excluding Commissions, Taxes, and Fees)

Ending Holdings – Warrants*

State the total number of shares of IronNet common stock held as of the close of trading on March 15, 2022 (must be documented). If none, enter 0. Be sure to attach documentation verifying your holdings such as an account statement.

Balance Check

Below is a summary of the transactions you entered. Your Beginning Holdings plus Purchases/Acquisitions minus Sales and Ending Holdings should equal zero. Please correct any errors below to ensure that all transactions are accounted for.

Beginning Balance

Total Purchases

Total Sales

Ending Balance

BALANCE CONFIRMATION

Outstanding Warrants

Balance Check Error*

SCHEDULE OF TRANSACTIONS IN IRONNET STOCK OPTIONS PURCHASES/REPURCHASES

Beginning Holdings

State the total number of IronNet Options held at the opening of trading on September 14, 2021 (must be documented). If short position, indicate with a minus sign “-”. Be sure to attach documentation verifying your transactions.

Option Type (Put/Call)

Strike Price

Expiration Date (Month/Date/Year)

Number of Option Contracts

Purchases/Acquisitions – Options

Purchases or acquisitions of options on IronNet common stock between September 14, 2021 and December 15, 2021, inclusive (must be documented)

Option Type (Put/Call)

Transaction Type (Buy to Open/Buy to Close)

Purchase Date (Month/Date/Year)

Strike Price

Expiration Date (Month/Date/Year)

Number of Option Contracts

Purchase/ Acquisition Price Per Option Contract

Exercised/ Assigned/ Expired

Exercise/ Assign/ Expired Date (Month/Date/Year)

Sales – Options

Sales of stock options on IronNet common stock between September 14, 2021 and December 15, 2021, inclusive (must be documented)

Option Type (Call/Put)

Transaction Type (Sold to Open/Sold to Close)

Sale Date (Month/Date/Year)

Strike Price

Expiration Date (Month/Date/Year)

Number of Option Contracts

Sale Price Per Option Contract

Exercised/ Assigned/ Expired

Exercise/ Assign/ Expired Date (Month/Date/Year)

Ending Holdings – Options

Separately list all position in IronNet Options in which you had an open interest as of the close of trading on December 15, 2021 (must be documented). If none, write “zero” or “0.” If short position, indicate with a minus sign “-”. Be sure to attach documentation verifying your transactions.

Option Type (Put/Call)

Strike Price

Expiration Date (Month/Date/Year)

Number of Option Contracts

You are required to attach proof as part of the online filing process. Please attach your files below.

Documentation*

Drop files here or

Max. file size: 32 MB.

Please attach your proof in PDF format. If you have a large number of files, please consider uploading a ZIP file. The total maximum file size limit is 32MB.

Confirmation*

I have reviewed all of my answers to the fields on this form and confirm that everything is accurate to the best of my abilities.

SUBMISSION TO JURISDICTION OF COURT AND ACKNOWLEDGMENTS

13. By signing and submitting this Claim Form, the claimant(s) or the person(s) acting on behalf of the claimant(s) certify(ies) that: I (We) submit this Claim Form under the terms of the Plan of Allocation described in the accompanying Notice. I (We) also submit to the jurisdiction of the United States District Court for the Eastern District of Virginia (the “Court”) with respect to my (our) claim as a Class Member(s) and for purposes of enforcing the releases set forth herein. I (We) further acknowledge that I (we) will be bound by and subject to the terms of any judgment entered in connection with the Settlement in the Action, including the releases set forth therein. I (We) agree to furnish additional information to the Claims Administrator to support this claim, such as additional documentation for transactions in IronNet securities, if required to do so. I (We) have not submitted any other claim covering the same transactions in IronNet securities during the Class Period and know of no other person having done so on my (our) behalf.

RELEASES, WARRANTIES, AND CERTIFICATION

14. I (We) hereby warrant and represent that I am (we are) a Class Member as defined in the Notice, and that I am (we are) not excluded from the Class.
15. As a Class Member, I (we) hereby acknowledge full and complete satisfaction of, and do hereby fully, finally, and forever compromise, settle, release, resolve, relinquish, waive, and discharge with prejudice the Released Plaintiffs’ Claims as to each and all of the Released Defendant Parties (as these terms are defined in the accompanying Notice). This release shall be of no force or effect unless and until the Court approves the Settlement and it becomes effective on the Effective Date.
16. I (We) hereby warrant and represent that I (we) have not assigned or transferred or purported to assign or transfer, voluntarily or involuntarily, any matter released pursuant to this release or any other part or portion thereof.
17. I (We) hereby warrant and represent that I (we) have included information about all of my (our) purchases and sales of IronNet securities on the open market on a United States exchange that occurred during the time period and the number of shares held by me (us), to the extent requested.
18. I (We) certify that I am (we are) NOT subject to backup tax withholding. (If you have been notified by the Internal Revenue Service that you are subject to backup withholding, please strike out the prior sentence.)
I (We) declare under penalty of perjury under the laws of the United States of America that all of the foregoing information supplied by the undersigned is true and correct.

Signature of Claimant*

Please type the name of the Claimant. If this claim is being made on behalf of Joint Claimants, then each must sign

Signature of Joint Claimant

Please type the name of the Joint Claimant

Signature of person signing on behalf of claimant

(Capacity of person signing on behalf of Claimant, if other than an individual (e.g., Administrator, Executor, Trustee, President, Custodian, Power of Attorney, etc.)

Date*

Unique ID

Claim Form – IronNet, Inc. Securities Litigation

IronNet, Inc. Securities Litigation Proof of Claim and Release Form

GENERAL INSTRUCTIONS

II. CLAIMANT IDENTIFICATION

III. IDENTIFICATION OF TRANSACTIONS

CLAIMANT INFORMATION

SCHEDULE OF TRANSACTIONS IN IRONNET COMMON STOCK

Balance Check

BALANCE CONFIRMATION

SCHEDULE OF TRANSACTIONS IN IRONNET WARRANTS

Balance Check

BALANCE CONFIRMATION

SCHEDULE OF TRANSACTIONS IN IRONNET STOCK OPTIONS PURCHASES/REPURCHASES

SUBMISSION TO JURISDICTION OF COURT AND ACKNOWLEDGMENTS

RELEASES, WARRANTIES, AND CERTIFICATION