This form allows you to file your claim online securely through our website.
Please note: Your brokerage documents such as trade confirmations and monthly statements must be uploaded in order to complete this submission.
1. General Instructions
Please read this important information about the case. It provides important details you should understand before you file your claim.
2. Claimant Identification / Information
Please enter your current contact information to assist us in identifying your claim and contacting you for additional information and updates.
We recommend you turn off auto-fill settings in your browser to ensure incorrect information is not added by mistake. You will receive a confirmation email that we received your claim at the email address you provide.
Important: Double-check the information before you click Next, as you will not have the opportunity to review it again prior to submitting.
3. Schedule of Transactions
Please read the instructions carefully and enter your relevant transactions. You must ensure that the number of shares in Beginning holdings, plus purchases/acquisitions, minus sales, minus ending holdings equals zero. This ensures that all relevant transactions are accounted for. The form will not allow you to continue until all outstanding shares are accounted for.
4. Documentation
Please drag and drop your files or click Select Files to choose the documents you will provide as proof of your transactions and holdings.
Trade confirmations and monthly statements from your brokerage firm are typically the best documents to use as proof.
Once a file upload completes, the file name will appear below the upload box. You may click the trash can icon to remove a file if it was added in error.
5. Certification
Please read the Certification carefully. By typing your name and date in the fields provided, you are signing the document and certifying that all information submitted is true, correct, and complete.
After You Click the Submit Button
Within a few minutes of submitting your claim, you will receive a confirmation email containing your Form ID along with the information you submitted.
If you need to amend your claim, please reference the Form ID provided. If you do not receive the confirmation email, be sure to check your spam or junk folder.