China Finance Online Securities Litigation August 14, 2018 Inactive Cases Status: Case is complete. Claims Filing Deadline: March 3, 2017 Exclusion Deadline: March 3, 2017 Objection Deadline: March 3, 2017 Settlement Hearing: March 21, 2017 Files: Notice of Proposed Settlement of Class Action and Claim Form and Release Summary Notice of Proposed Settlement of Class Action Regarding China Finance Online Co. Ltd. Security Holders Order Preliminarily Approving Proposed Settlement Stipulation of Settlement Amended Consolidated Class Action Complaint For Violation of the Federal Securities Law Plaintiffs’ Notice of Motion and Motion for Final Approval of Class Action Settlement and Approval of Plan of Allocation Memorandum of Law in Support of Plaintiffs’ Motion for an Award of Attorneys’ Fees and Reimbursement of Expenses Memorandum of Law in Support of Motion for (A) Final Approval of Settlement and (B) Approval of Plan of Allocation Declaration of Jonathan Horne in Support of Motion for (A) Final Approval of Settlement and (B) Approval of Plan of Allocation Exhibit 1 – Supplemental Declaration of Josephine Bravata concerning the Mailing of Notice and Claim Form, Requests for Exclusions and Objections Exhibit 2 – Declaration of Jonathan Horne on Behalf of The Rosen Law Firm, P.A. concerning Attorneys’ Fees and Expenses Exhibit 3 – Declaration of Hon. Faith S. Hochberg (Ret.) in Support of Proposed Settlement Exhibit 4 – Securities Class Action Settlements: 2015 Review and Analysis (Cornerstone Research 2016) Exhibit 5 – Order Re Motion for Final Approval of Class Action Settlement, Class Certification and Plan of Allocation; Motion for Award of Attorneys’ Fees and Reimbursement of Litigation Expenses Exhibit 6 – Legal Fee Cross New Mark: $1,500 an Hour by Sara Randazzo and Jacqueline Palank Exhibit 7 – Summary Cover Sheet to the First and Final Fee Application of Proskauer Rose LLP for Compensation for Services Rendered and Reimbursement of Expenses Incurred as Attorneys for Debtors and Debtors in Possession for the period from August 30, 2016 through and including October 7, 2016 Exhibit 8 – Recent Trends in Securities Class Action Litigation: 2016 Full-Year Review by Stefan Boettrich and Svetlana Starykh Plaintiffs’ Notice of Motion and Motion for an Award of Attorneys’ Fees and Reimbursement of Expenses